To Insiders

In compliance with the Federal Law No. 224-FL of 27.07.2010 on preventing the illegal use of inside information and market manipulation and on amendments to certain legislative acts of the Russian Federation (hereinafter – the Law) PJSC
MMCMining and Metallurgical CompanyPublic Joint Stock Company "Mining and Metallurgical Company "Norilsk Nickel"Go to the glossaryGo to the glossary “Norilsk Nickel” suggests that the company’s insiders get acquainted with the information provided.

This information will be useful for the company’s insiders and will make it possible for them to fulfill promptly and in due manner their obligations stipulated by the Law thus ensuring lawful interests of the company and its investors.

Moreover, you are welcomed to get acquainted with the company’s regulatory and procedural guidelines, adopted in accordance with the Law, the scope of insiders’ responsibilities and other information that could be useful in the process of execution of the law of the Russian Federation, regulating legal relations pertaining to preventing the illegal use of inside information and market manipulation.

Contact information

Contact person in charge of the Insiders’ List: Anna Lakiya.

If you have any questions with regard to insider status, obligations under the Law, please, dial +7 (495) 787-04-41, +7 (495) 787-76-67 ext. 3436, or send your question via e-mail to inside@nornik.ru.

This insider’s mail box (inside@nornik.ru) was created in order to provide insiders of PJSC “MMC “Norilsk Nickel” with timely consulting on insider status, rights and responsibilities subject to the Law. We kindly ask you to read the following rules of using insider’s mailbox in order to ensure timely communication.

  1. The insider’s mailbox serves to consult PJSC “MMC “Norilsk Nickel” insiders on issues arising from their compliance with the Law.
  2. Messages sent to the mailbox are reviewed and responded to by the Division for Preventing Illegal Use of Inside Information of the Compliance Office of the Corporate Department.
  3. A message sent to the insider’s mailbox shall include sender’s e-mail for the future response.
  4. Insider’s full name, for legal entities — company’s name, full name and job position of a person writing a message on behalf of the company shall be provided at the end of a message.
  5. Messages sent with violations of any of the above rules shall not be reviewed.

In order to comply with the provisions of the Law, the company elaborated and adopted the following regulatory and procedural guidelines:

An insider shall be aware that:

From the date a person is included in the list of the company’s insiders certain restrictions shall be imposed upon him as an insider, envisaged by article 6 of the Law, his responsibility shall be defined in article 7 of the Law and obligations envisaged by article 10 shall be imposed upon him.

Moreover, the law of the Russian Federation specifies administrative and penal responsibilities in compliance with article 15.21 and part 3 of article 15.35 of the Code of Administrative Offences of the Russian Federation and article 185.6 of the Criminal Code of the Russian Federation.

In accordance with the Order of the Federal Service for Financial Markets № 13-51/pz-n of 18.06.2013 on approving Regulations on procedures for notification of persons about their inclusion in the list of insiders and exclusion from such list, Regulations on procedures for transfer of lists of insiders to trade organizers, through which transactions with financial instruments, foreign currency, and (or) goods are effected, Regulations on procedures and time periods for insiders to submit notifications of transactions effected by them, insiders of the company shall submit to the company a notification of transactions effected by them with securities of the company and information about derivative agreements that they entered into, price of which depends on such securities, within ten (10) working days from the date of effecting the respective transactions, in case they are:

  • members of the Board of Directors, members of the Management Board, persons performing functions of the sole executive body (including temporary sole executive body) and (or) members of the Revision Commission of the company;
  • individuals who have access to inside information of the company under labour and (or) civil law contracts with the company.

Notifications of transactions effected by insiders not included in the above mentioned list shall be submitted to the company upon it’s request.

Notifications of transactions effected by insiders shall be submitted to the Bank of Russia upon its request.

An insider, who received a request from the Company or the Bank of Russia, is obligated to send a notification of transactions effected to the according addressee within ten (10) working days from the date of receipt of the relevant request.

An insider may state more than one transaction in one notification; however conditions of each transaction shall be specified separately.

Securities

Securities of PJSC “MMC “Norilsk Nickel” in respect of which a person included in the list of PJSC “MMC “Norilsk Nickel’s” insiders shall submit notifications of transactions effected with and of facts that they entered into derivative agreements, price of which depends on such securities

Shares

Form, category (type): ordinary registered non-documentary shares
State registration number: 1-01-40155-F

Exchange bonds

Type, series and other identification characteristics of the securities, admitted to trading on securities market: Non-convertible interest-bearing documentary exchange bearer bonds of the БО-05 Series with imperative centralized storing
Identification Number of the issue: 4B02-05-40155-F
Date of including the Issuer’s securities into the list of securities, admitted to trading on securities market by the Russian securities market trading organizer: 12.02.2014

Type, series and other identification characteristics of the securities, admitted to trading on securities market: Non-convertible interest-bearing documentary exchange bearer bonds of the БО-06 Series with imperative centralized storing
Identification Number of the issue: 4B02-06-40155-F
Date of including the Issuer’s securities into the list of securities, admitted to trading on securities market by the Russian securities market trading organizer: 12.02.2014

Type, series and other identification characteristics of the securities, admitted to trading on securities market: Non-convertible interest-bearing documentary exchange bearer bonds of the БО-07 Series with imperative centralized storing
Identification Number of the issue: 4B02-07-40155-F
Date of including the Issuer’s securities into the list of securities, admitted to trading on securities market by the Russian securities market trading organizer: 12.02.2014

Type, series and other identification characteristics of the securities, admitted to trading on securities market:
Non-convertible interest-bearing documentary exchange bearer bonds of the БО-08 Series with imperative centralized storing
Identification Number of the issue: 4B02-08-40155-F
Date of including the Issuer’s securities into the list of securities, admitted to trading on securities market by the Russian securities market trading organizer: 12.02.2014

Address and ways to submit notifications

A completed notification of transactions effected by insiders addressed to the company shall be sent to the following address:

1-iy Krasnogvardeyskiy proezd, 15, Moscow, 123100, Russia, PJSC “MMC “Norilsk Nickel”, The Division for Preventing Illegal Use of Inside Information of the Compliance Office of the Corporate Department.

A notification of transactions effected by insiders shall be submitted by one of the following ways:

  • by delivery to the company expedition service located at the aforementioned address (delivery hand to hand to a responsible person);
  • by registered mail with the notice on receipt to the aforementioned address.

An insider’s notification of transactions effected shall be signed by the person or his / her designated person; a notification of a legal entity shall be certified by the seal of such legal entity.

If the notification has more than one page, it shall be bound and numbered. If a notification is sent by legal entity, the notification shall be sealed by such legal entity and certified by the signature of an appointed person of such legal entity. If a notification is sent by a person, each page of the notification shall be signed by such person.

Notification of a foreign company may not be certified (sealed) by a foreign organization, if such certification (seal) is not required in accordance with the personal law or the constituent documents of a foreign company.

If a notification is sent on behalf of an insider by its empowered representative, letter of attorney shall be submitted along with the notification (a duly certified copy of a letter of attorney,) or other document (a duly certified copy of a document), confirming the representative’s authority.

The present text with the attached files is the unofficial translation of the Russian original version of the text with the attached documents, available on an Russian version of the website, and is published for information purposes only. In all legal matters, the Russian original version of the text with the attached documents applies. PJSC “MMC “Norilsk Nickel” provides no warranty of any kind and expressly disclaims any liability regarding accuracy, completeness or timeliness of this translation. Only official versions of legal acts in Russian language are mandatory.

Tools